Monthly Archives: July 2017

Are you responsible? The widening of the regulatory net and treating customers fairly

Posted on July 28, 2017 by Chris Warburton

The other week the FCA have formally launched their consultation paper on extending the Senior Manager & Certification Regime (SM&CR) to all firms they regulate.  Up to now, this has only applied to the banking sector. From summer 2018, this … Continue reading →

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